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Two
referendum questions to change the Constitution were
put to eligible Australian voters on 6 November 1999.
The two questions were formally described in the official
Australian Electoral Commission booklet as follows:
1.
Constitution Alteration (Establishment of Republic)
1999-11-21
o to alter the Constitution to establish the Commonwealth
of Australia as a republic with the Queen and Governor-General
being replaced by a President appointed by a two-thirds
majority of the members of the Commonwealth Parliament.
2. Constitution Alteration (Preamble) 1999
o to alter the Constitution to insert a preamble (AEC
1999,3).
The
failure of the referendum questions - on the establishment
of the republic and on the insertion of a Constitutional
Preamble - was widely predicted prior to the event.
Opinion polls had shown a steady decline in the support
base for the republic over the preceding weeks. The
Australian's Newspoll conducted on 22-24 October,
for example, revealed the 'No' case leading comfortably
and support for the 'Yes' case falling over the previous
month. When coupled with Australia's poor record on
producing affirmative referendum outcomes, such polling
led many to consider a negative outcome to be inevitable.
The result was, however, even worse than most had
predicted. Majorities in every state rejected both
questions, as had happened nine times before in referendums.
The national count of just over 45% in favour put
the republic question in among the lowest third of
all referendum results. The national vote for the
Preamble, at just over 42% was the tenth worst, out
of 44 questions this century.
What
many found particularly surprising (and some rather
galling) was the apparently high level of support
for the republican question in Liberal-held seats,
most notably in the Prime Minister's own electorate
of Bennelong, where close to 55% voted 'Yes'. In New
South Wales, the supposed 'heartland' of the Australian
Republican Movement, eight Liberal-held and seven
Labor-held seats recorded a 'yes' vote. Over the whole
country, however, (as the figures stood, in the week
after the referendum) only seventeen Liberal-held
seats supported the republic, compared to twenty-four
Labor-held seats. The highest level of support was
in the Labor-held inner-city electorates of Melbourne
(with 71%) and Sydney (with 68%). But the party/electorate
pattern was very uneven. In South Australia, only
three electorates, all Liberal-hel voted 'Yes'. The
single electorate to support the republic in Western
Australia (Curtin) was Liberal-held, and the same
applied in Queensland (Ryan). But in Tasmania, the
single favourable seat (Denison) was Labor-held, and
the two ACT electorates, both Labor-held, each registered
over 60% support.
The
Preamble question had a pattern of its own. The electorate
of Melbourne supported it at just over 50%, while
Sydney recorded less than 49%. The Sydney result contrasted
with five other New South Wales electorates, including
Bennelong, where a 'Yes' vote was recorded for both
the republic and the Preamble. Nine Victorian electorates
(six Labor -held and three, including Kooyong, Liberal-held)
supported both questions, as did six New South Wales
electorates. But not one electorate in any of the
other States or in the ACT supported both questions.
Significantly, although not surprisingly, not a single
National Party-held electorate anywhere supported
either the republic or the Preamble. No electorate
anywhere voted for the Preamble while rejecting the
republic, although twenty-six electorates in all voted
the other way round.
These
results will generate much investigation, both statistical
and analytical, in the months, indeed years, to come.
In the referendum's immediate aftermath, a great deal
of speculative analysis circulated. The consensus
appears to have narrowed in on three (not incompatible)
explanations for the defeat. One hypothesis is that
referendums have no chance of succeeding if they do
not have wide, cross-party support and particularly
the support of the Prime Minister. A second hypothesis
holds that this particular referendum failed because
it represented the aspirations of an 'elite' and it
alienated the 'people', especially the 'battlers'.
A third points at insufficient voter knowledge, with
the apparent correlation between higher levels of
formal education and a greater propensity to support
the republic, and the complete failure of both questions
in rural electorates, held up in demonstration of
this explanation.
From
what we know about referendum results this century,
the first hypothesis is probably right, although it
tells us, in fact, relatively little. No referendum
indeed has ever succeeded without the support of the
Prime Minister, but no referendum has succeeded without
bipartisan support, and this has always included the
Prime Minister. But bipartisan support is, as is widely
known, not sufficient; at least three referendums
have failed this century, despite having bipartisan
support. In addition, the Prime Minister's support
for the Preamble was in itself insufficient to ensure
success (except, perhaps, in his own electorate).
The
second hypothesis seems intuitively correct, although
its conclusion cannot be separated from questions
about the campaign itself. The 'No' campaign, indeed,
ran very strongly along populist 'anti-elite' lines,
with, however, a confusion between several versions
of 'elites': there were the alleged 'elites' ('Chardonnay
drinkers') at the heart of the republican movement,
those classed as 'elites' merely by being residents
of Sydney, Melbourne and Canberra, and and another
version of 'elites' meaning simply Federal politicians.
Furthermore, it is unclear whether the 'battlers'
wanted no change to the Constitution, or opposed the
model on offer because they preferred a direct election
method of choosing the head of state.
The third (related) hypothesis, concerning levels
of education, has greater credibility. A positive
correlation between formal education and support for
a republic has existed over a number of years, as
Murray Goot (1994) has demonstrated. But the value
of such a finding remains to be explored, since it
does not in itself reveal why people with lower levels
of education reject constitutional change of the type
proposed in the 1999 referendum. And it leaves unexplained
the Preamble result, with, for example, both ACT electorates,
where high concentrations of tertiary educated voters
are to be found, rejecting the Preamble. The unevenness
of voting around the country is still to be explained,
and only a detailed analysis of both the campaign
and the role of individual State politicians, will
begin to throw light on this. We do not know at this
stage whether the better result achieved for the republic
in Victoria was generated by the climate created in
the aftermath of the Kennett government's defeat,
or whether the two were entirely independent. But,
from the perspective of the pattern of referendum
results this century, the campaign would appear to
be the most likely single explanation.
Although
Australia very nearly reached the end of the 1990s
without a referendum, there have now been referendums
in every single decade this century. The 1910s, with
twelve separate questions, and the 1970s, with ten
questions, have been the peak. The first decade of
the century and the 1950s had only one question each.
The 1990s now join the 1930s, with two referendum
questions each. Australia has now had the experience
of forty-four questions, only eight of which have
succeeded. Although numerous explanations have been
advanced in an attempt to explain this pattern (with
some analysts, such as Brian Galligan (1995) questioning
whether an explanation is necessary), there is no
consensus. Some have suggested that Australians, being
good federalists, reject attempts to increase Commonwealth
power. However, two of the eight successful referendums
(on social welfare powers, section 51 (xxiiiA), and
'the races' power, section 51 (xxvi)) expressly had
that effect, and another two (sections 105 and 105A)
(taking over states debts and establishing the Loan
Council) ultimately did. Others have suggested that,
as a corollary to the first explanation, 'technical'
alterations to the Constitution alone are likely to
succeed. While the first success, in 1906 (changing
the date under section 13 at which newly elected Senators
took their seats) was purely technical, and the 1977
alteration (setting a retirement age of 70 for Federal
judges under section 72), may arguably be classified
as such, the successful alteration to require casual
Senate vacancies to be filled by a nominee of the
outgoing Senator's party (under section 15), could
scarcely be considered 'technical', nor could the
successful removal of section 127 which had excluded
aboriginal people from the Commonwealth census count.
The double majority requirement in section 128 accounts
for only five out of the 36 defeats, in the sense
that only on those five occasions did the proposed
alteration receive more than 50 per cent nationally,
only to lose because it failed to win majorities in
a majority of States as well. Of these five, two -
on simultaneous elections for the Houses of Parliament
- were the same question put at different times. Three
of the five were split three to three on the state
count. Three of the five were split 3-3 and the other
two lost 2-4 in the State count.
A
number of these defeated referendums have followed
formal attempts to review the Constitution, either
extensively or in its entirety: a Royal Commission
appointed in 1927; a Constitutional Convention in
1942; a Joint Parliamentary Committee in 1956; a Constitutional
Convention (which sat on average every two years)
between 1973 and 1985; and a Constitutional Commission
from 1985 to 1988. The Republic Advisory Committee,
appointed by the Keating Government in 1993, also
conducted a far-ranging inquiry into the Constitution,
and - albeit indirectly - was responsible for the
establishment of the Constitutional Convention which
met in early 1998. Although the 1998 Convention appeared
at the time much more hopeful, partly because half
its members had been directly elected and this appeared
to lend it a legitimacy the previous 'Conventions'
(other than that of 1897-1898) lacked, and partly
because of the high level of publicity it attracted,
it now joins all the others in having no direct issue.
One
of the problems a future attempt to achieve a republic
will face is that the number of necessary alterations
to sections of the Constitution is substantial even
under the 'minimalist' model where the effect of the
change is intended to be small. The 1998 Convention
did little to address the range of alterations needed,
with its ten days'duration (by far the shortest of
any of the review processes) devoted principally to
debating the means of choosing a republican head of
state. Ironically, this matter need not depend on
constitutional alteration. It would be quite possible
constitutionally to have a parliamentary choice, even
a direct popular election, for the Governor-General,
leaving the Constitution undisturbed, with the name
of the chosen candidate going forth as the Prime Minister's
nominee to the Queen, under the current practice applied
to section 2. The means of selection is really a matter
of convention, and of the manner in which the largely-undefined
role of the Governor-General is interpreted by the
incumbent. This principle was, in fact, strenuously
tested in 1930 when the Scullin government nominated
an Australian, Isaac Isaacs, as Governor-General.
Opponents maintained that the position would be compromised
because a local was bound to be caught up in party
politics and could not be appropriately detached and
impartial. Their predictions of suste, collapse (which
had a very similar character to arguments used today
by opponents of the direct-election model for the
identification of head of state) were confounded because
Isaacs performed the role of Governor-General just
as his predecessors had done. What is really at issue,
and what the Convention avoided addressing, are the
current powers of the Governor-General, and whether
these should remain uncodified regardless of how this
position is filled.
Other
constitutional alterations which followed from the
proposed change of wording required to accomplish
a republic also needed to be discussed. Some were
picked up by the Senate Committee which looked into
the republican alteration bill prior to its passage
through the Parliament. The proposed alteration to
section 117 - which currently prohibits discrimination
against a 'subject of the Queen' on the grounds of
out-of-State residence - raised concerns, because
the replacement wording was to be 'citizen', but this
would have had the effect of limiting the application
of this section to only those with legal citizenship.
The Senate Committee recommended an amendment to the
proposed wording to avoid this result, but the recommendation
was not adopted in the final bill. It is arguable
that the intention behind this section would have
been departed from significantly and that the view
(held by a High Court minority in, for example, the
1992 case of Leeth v the Commonwealth ) of the section
as providing a guarantee of equality within the Commonwealth
would no longer be available.
Only
a reconstituted, lengthy Convention where real constitutional
work (rather than political negotiation) is done could
tackle such issues. Such a Convention might even take
the opportunity to 'clean up' the Constitution, excising
the many spent, transitional provisions, such as those
found in Chapter IV which tell us what is to happen
before the 'imposition of uniform duties of customs',
which itself was to occur within two years of the
inauguration of the Commonwealth. But the likelihood
of a referendum success for an effectively new Constitution,
would appear low. On the other hand, it may emerge
from analysis of the 1999 referendum campaign that
the fear of appearing grand and 'visionary', and the
resulting decision to promote the minimalist model,
itself contributed significantly to failure. Why change
a Constitution when there appears to be no compelling
reason?
In
my view, the best single explanation for the success
of the original referendums between 1898 and 1900,
which adopted the Constitution, was the idealism and
inspiration which built up around the goal of federation.
This too may explain the unprecedented success of
the 1967 referendum on Commonwealth powers to make
special laws for the Aboriginal people. The fact that
the actual Constitutional changes involved were widely
misunderstood, both at the time and since, only reinforces
this interpretation. Recent debates about the scope
for a negative application of the Commonwealth's power
over Aboriginal affairs acquired in 1967 (not to mention
the question of whether it has enabled the States
to pass on to the Commonwelth their responsibility
to provide services to Aboriginal communities) have
not diminished the almost mythological status of the
1967 referendum result.
Republicans
will need to ask themselves now how ardently they
desire a republic and just how many processes they
are prepared to endure along the way. The alternative
is to wait until Britain itself takes the constitutional
steps that will render the relevant sections of Australia's
Constitution either redundant or inapplicable. A referendum
in the wake of such a move would most likely succeed.
AEC
[Australian Electoral Commission] 1999, Yes/No Referendum
'99: Your Official Referendum Pamplet, Canberra.
Galligan, B (1995),A Federal Republic , Cambridge
University Press.
Goot, M. (1994), 'Contingent Inevitability: Reflections
on the prognosis for republicanism', in George Winterton,
We, the People, Allen & Unwin, Sydney.
Kelly, P (1999), 'Republic Running Distant Second',
The Australian.
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