Speeches & articles
Parliamentary Appointment or Direct Election:
Why the Conventions Matter
Michael Lavarch The Hon. Michael Lavarch
At the ANU Seminar Series 'The Republic: What Next?', Monday 20 April 1998

Michael Lavarch is a former Commonwealth Attorney-General


Introduction and Background

For Australia to turn its Republican aspirations into reality requires the understanding and harnessing of the dynamics of power.

The power of a sovereign nation to have one of its own as its Head of State.

Power that draws its source and legitimacy from the democratic commitment of the Australia people.

Power that is divided between the various arms and levels of Government within a representative system of Government.

Power within a Republican Framework, assigned by law and convention to the Head of State, the Parliament and the Executive Government.

The Constitutional Convention focused on these issues of power. The public debate to this point by and large has not. Rather the public debate has been about the threshold question of whether the Monarchy is any longer relevant to modern Australia.

This stage of the debate has decisively reached the conclusion that Australia must move beyond the Monarchy. The Convention reinforced once again that a hereditary Monarch is completely inconsistent with Australian ideals and national self interest.

This is why the Convention witnessed only one way traffic in the public stance of previously uncommitted or undeclared leaders. The Federal Treasurer Mr Costello, the conservative Premiers of Victoria, Western Australia, South Australia, Tasmania, the Federal Attorney-General - all publicly declared themselves for the end of the Monarchy. Equally other leaders like Senior Company Director Helen Lynch and Community Leader Archbishop Pell also declared themselves for an Australian Republic.

But more importantly the election of delegates to the Convention showed the relative strength of public support on the threshold question. This support is strongly in favour of a republic with close to 60% of the vote in the Convention ballot going to pro republican delegates. The Convention on this point was also clear with 89 delegates favouring a Republic in principle with 52 against and 11 abstentions.

Once the threshold question of change or status quo is crossed the issue becomes one of the structure of Government and the respective powers of a Republican Head of State and the Legislative and Executive arms of Government.

In other words the 4 Ps - the power of the People expressed through the roles of the President, Parliament, and the Prime Minister.

I think it is fair comment that the public debate has not closely examined the question of the powers of the head of state. The popular media to a large extent has zeroed in on the method of appointment of the President with the debate being reduced to simplistic sloganeering between a choice between popular election and Parliamentary appointment. The assumption is that all other things are equal and this is a straight forward choice. The problem is that the underlying assumption is wrong and all things are not equal.

The core issue is not how do you pick the President. It is not who the President is. The core issue is not personalities or popularity but power.

What are the powers of the office of Head of State?

How are these powers to be expressed i.e. by complete, or partial codification or by reliance on unwritten conventions?

What is the relationship between these powers and those assigned to the Parliament and the Prime Minister and the Ministry?

Is there a potential for conflict between the powers given to each element of the Government?

How are such conflicts to be resolved?

Logically you need to determine the nature of the office and its powers before you decide how to get the office holder.

For instance, the United States vests executive power in the President. The President is together with the Cabinet effectively the Government of America. Of course, such an office is elected directly by the people as the people through the United States Constitution vests this power in the President.

But what is our situation? Our Constitution vests power notionally in the Queen and Governor General which is exercised by the Parliament, Executive and Judiciary. On the face of it the powers of the Government rest with the Queen and Governor General. Yet we know this is not the case.

Power of course, actually rests with the Prime Minister, Executive Government, the Parliament and the Courts. The ostensible power of the Governor-General is constrained by some express provisions in the Constitution but largely by unwritten conventions or rules on how the Governor-General's power is to be actually used. These conventions in turn stem from those which govern the relationship between the British Monarch and the British Government.

In most circumstances the power of the Governor is exercised on the advice or recommendation of the Prime Minister and Ministers. But there are occasions when the power can be exercised contrary to this advice. As we know from the dismissal of Gough Whitlam the powers of the Office are great.

In this paper I examine the three models which were formulated at the Convention and explain how they dealt with the issues of the powers of the President. In this analysis the role played by the constitutional conventions emerge as the key. I will then look more closely at the conventions and their likely application to a President gaining office by parliamentary appointment or by direct election. Finally I will canvass the other element of power - party political power - and how this will determine whether a republic will be realised or not.

Alternate models and questions of power

In the final days of the Convention three different models of an Australian Republic were debated and voted upon. In public presentation they were differentiated by the method used to select, appoint or elect the President but there were crucial differences between each in the treatment of the powers of the President.

The first was dubbed the McGarvie model after its chief advocate former Victorian Governor Richard McGarvie. It proposed -

  • Maintenance of the existing roles of the Head of State, Executive and Parliament
  • The creation of a "Constitutional Council" comprising of retired former Governors and Judges. The role of the Council would be to appoint and dismiss a President on the advice of the Prime Minister.
  • Apart from a constitutional provision stating the Constitutional Council was bound to follow the advice of the Prime Minister, there would be no other alterations to the powers of the Head of State or how these powers are currently expressed and governed by law and convention.

The model adopted by the Convention, the Bipartisan model deals with powers like this.

Firstly it proposes the respective roles of the Head of State, Executive and Parliament remain the same. It doesn't propose we have an Executive President like the United States or a legally constrained President like Ireland.

Secondly it provides for the non-reserve powers of the President to be codified in the Constitution. These are the powers which can only be exercised with the advice of Ministers.

Thirdly the reserve powers - the occasions when the President might act contrary to the wishes of the Government and even dismiss the Government - should remain as they are now, governed by unwritten conventions.

The third proposal was the direct election model. Like the other models its starting point was that the existing system of representative parliamentary government should be maintained but it proposed a reduction in the powers of the Head of State. In particular -

  • The powers would be fully codified based upon the code in the Republican Advisory Committee report

  • The power to dismiss a Government which retained the confidence of the House of Representatives would be removed.

In the circumstances of 1975 where a Government retained the support of the House of Representatives but was unable to secure a budget through a hostile Senate, the direct election model proposed a political and not a constitutional solution. A Government could retain power by simply not spending money. By suspending programs like pensions and benefits and closing down the public service. Provided the Government did not act illegally by spending money which had not been appropriated, then it remains in office until either the Senate or the House of Representatives gives way.

But why did the proponents of the direct election model believe it necessary to deal with the issue at all? Why could not a directly elected Head of State adopt the same constitutional arrangements regarding the relationship between the President and the executive Government as that proposed in the Parliamentary appointment model? The answer lies in how the current control of power operates and why this does not translate to a Republican system with a directly elected Head of State.

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Australian Republican Movement 2001